Regulatory
Our Professional Accreditations
Riviera Wealth Management holds several regulatory authorisations, guaranteeing competence, independence and protection of our clients.
Regulatory Authorisations
Competence, independence and protection
Each authorisation is the result of rigorous audits and continuous training. They guarantee that our clients benefit from advice aligned with the most demanding professional standards.
FIA — Financial Investment Adviser
Registered with the Financial Markets Authority (AMF) and member of the CNCGP, an approved professional association. Guarantees competence and compliance with regulatory obligations regarding financial advice and investment.
Insurance Broker
Registered with ORIAS under ACPR supervision. Allows us to offer life insurance, capitalisation and protection contracts from all market companies.
Banking Services Broker
Registered with ORIAS under ACPR supervision. Allows us to intermediate banking operations (property loans, business credit) with all banking institutions.
GDPR — Data Protection
Full compliance with the General Data Protection Regulation. Appointed a DPO (Data Protection Officer) to ensure confidentiality and security of your personal information.
AML-CFT — Anti-Money Laundering
Internal due diligence procedures, TRACFIN reporting, continuous team training. Compliance with the 5th European Directive and French legislation.
Guarantees and protection of our clients
Professional Liability Insurance
MMA Entreprise
160 rue Henri Champion, 72030 Le Mans Cedex 9
Complete coverage in case of professional claims, protecting your interests in all circumstances.
Financial Guarantee
Compliance with regulatory requirements for insurance and banking operations intermediaries.
Guarantee funds designed to protect your assets in case of financial difficulty of our firm.
Mediation
CNCGP Ombudsman
In case of dispute, you can free of charge contact the consumer mediator appointed by the CNCGP for amicable and fair resolution.
Verification
Verify our accreditations
You can verify our accreditations on the official registers
Banque de France registration number: ACPCOU11060879
Our supervisory authorities
Certifications and institutional partners
The regulatory framework for wealth management advisers in France guarantees maximum protection of your interests.