Our professional accreditations
Riviera Wealth Management holds several regulated licences, ensuring competence, independence and the protection of our clients.
Competence, independence and protection
Each accreditation results from rigorous audits and ongoing training, ensuring advice that meets the highest professional standards.
CIF — Financial Investment Adviser
Registered with the French Financial Markets Authority (AMF), member of the CNCGP. Guarantees competence and regulatory compliance in financial advisory and investment counsel.
COA — Insurance Broker
Registered with ORIAS under the supervision of the ACPR. Enables us to offer life insurance, capitalisation and protection contracts from all providers on the market.
COBSP — Banking Operations Broker
Registered with ORIAS under the supervision of the ACPR. Enables intermediation in banking operations (mortgage lending, business loans) with all institutions.
GDPR — Data Protection
Full compliance with the General Data Protection Regulation. A designated Data Protection Officer (DPO) ensures the confidentiality and security of your personal information.
AML-CFT — Anti-Money Laundering
Internal vigilance procedures, TRACFIN declarations, ongoing team training. Compliance with the 5th European Directive and French legislation. Regular controls and comprehensive documentation.
MiFID II — Financial Markets Directive
Full compliance with the European directive on financial instrument markets. Fee transparency, suitability of recommendations and product governance applied on a daily basis.
Your protection is our priority
Professional Liability Insurance
Comprehensive protection against professional claims, covering all our advisory activities.
MMA Entreprise
160 rue Henri Champion
72030 Le Mans Cedex 9
Financial Guarantee
Compliance with regulatory requirements for insurance and banking intermediaries.
Funds designed to protect
client assets in the event of
financial difficulty for the firm.
Mediation
Free access to the consumer mediator designated by the CNCGP for amicable dispute resolution.
CNCGP Mediator
Free and independent
amicable resolution.
A rigorous framework at every stage
Our compliance process structures every client interaction, from onboarding to ongoing monitoring, in accordance with MiFID II requirements and AMF recommendations.
Know Your Client (KYC)
Full identification, identity verification, wealth analysis, risk profile assessment and investment objective evaluation.
MiFID II Suitability Test
Verification of suitability between proposed recommendations and the client’s profile: experience, risk tolerance and investment horizon.
Pre-contractual Information
Communication of the Client Engagement Document, engagement letter, complete fee schedule and conflict of interest management policy.
Reporting & Periodic Review
Annual fee reporting (ex-post), periodic suitability reassessment, client profile updates and full traceability of all recommendations.
Our regulatory authorities
Riviera Wealth Management operates under the supervision of France’s highest regulatory authorities.
National Chamber of Wealth Management Advisers
French Financial Markets Authority
Prudential Supervisory and Resolution Authority — Banque de France
Single register of insurance, banking and finance intermediaries
MMA Entreprise — Professional Liability Insurance
Verify our accreditations
You may verify our licences on the official registries. Transparency is at the heart of our commitment.
Let’s discuss your wealth objectives
A 30-minute introductory consultation, with no commitment. We listen before we advise.
Schedule a consultation